Slate, Nov 6, 2006
Headline: The Five-Fifths Clause
Byline: Andrew Marantz

Census block 2054 lies in Murray, N.Y. The block is 645 acres of flat farmland that, in 1990, held only 63 people (and nearly as many cows). But the 2000 census mysteriously reported a sudden influx of 1,395 new residents, 97 percent of them female, even though nothing had been built in Murray during those 10 years. Did the numbers lie?

They did, as it turns out. There is a cluster of 1,400 women in this rural county, but the cluster is actually one town to the west, in Albion Correctional Facility. County-planning officials caught the mistake; the population was transferred to the town of Albion, and that was that. But counting those 1,400 women as Albion residents makes almost as little sense as counting them in Murray. They do not vote or pay taxes; they have no ties to the community. As one Albion corrections officer puts it, "I don't think of them as residents. I mean, when they leave, they're not going to stay here longer than it takes to get a bus ticket out."

Almost all of Albion's inmates are from elsewhere (mostly New York City), and most will return home. Most of them would never even have set foot in rural Orleans County if they were not forced to. So, why does the federal census treat them as upstaters?

Our legislators use census data to apportion electoral districts. In doing so, they are supposed to follow two basic legal principles. The first is "one person, one vote." For every vote to count equally, every district should contain the same number of people. The second principle urges legislators to protect "communities of interest" by drawing electoral lines around unified voting blocs. Our current census policy—counting inmates as residents of the town in which they are locked up—violates both of those principles.

In 1964, in Reynolds v. Sims, Chief Justice Earl Warren established his "one person, one vote" principle, writing, "legislators are elected by voters, not farms or cities or economic interests." But legislators are not elected by prisoners: In 48 states, including New York, prisoners cannot vote. Of Albion's 8,000 "residents," about 2,500 are behind bars, so when a free Albion resident goes to the polls, his or her vote counts for more than it should.

As for unified "communities of interest," the interests of many inmates are actually directly opposite to those of the rural folk on the other side of the fence. Abraham Gilliam, a business owner in Albion and himself a former inmate, says, "In prison it's a lot of blacks, a lot of poor people, a lot of liberals. But they're all represented at the state level by white Republicans. … I can tell you from talking to people inside that they feel used."

The courts have traditionally overlooked the misrepresentation of inmates because it didn't make much practical difference. We didn't have all that many inmates, and until the 1970s, the ones we had usually served their time near their homes. Last May, however, the 2^nd U.S. Circuit Court for Appeals questioned the long-standing practice of counting prisoners where they sleep. As that court noted, the New York state Constitution mandates that "no person shall be deemed to have gained or lost a residence" by being "confined in any public prison."

Today, after the prison boom of the '80s and '90s, inmate misrepresentation is no longer statistically negligible. Prisoners are still a minority, obviously, but a growing one. America has—by way of comparison—more prisoners than Muslims. The United States penal system has blossomed into the largest in human history with two million citizens behind bars—more prisoners per capita than any other country.

Most of New York's convicts come from downstate, but almost all of them are locked up in remote, majority-white communities. New York has built 43 prisons since 1976, all of them upstate. As the prison population grows, poor neighborhoods in the Bronx, Brooklyn, and Buffalo lose population while prison towns like Albion gain phantom constituents.

Generally, when a neighborhood's census count gets smaller, so does its representation in the city and state legislatures, as well as its chances for government aid. The current census policy has thus established a power gradient whereby prison towns win and inner-city neighborhoods lose.

During slavery, Southern states bolstered their census numbers—and thus their representation in Congress—using the three-fifths clause, which allowed them to count disenfranchised slaves as (parts of) people. The three-fifths clause violated the principle of "one person, one vote" because it inflated slaveholders' voting power. It also violated the principle of "communities of interest" because slaves rarely had the same interests as their masters. In fact, the three-fifths clause virtually ensured that slaves would be represented by pro-slavery Congressmen.

Today, rural counties all over the United States are again padding their census figures with disenfranchised African-Americans. This is the five-fifths clause—and it provides a political and financial incentive for rural communities to host prisons.

Under the three-fifths clause, slave-owning districts were able to use their slaves for political gain. In order to stem this exploitation, and to make slavery a less enticing package, zero-fifths would have been better than three-fifths. Similarly, zero-fifths would be better in today's census. Either prisoners should be counted in their places of permanent residence, or they should not be counted at all.

Of course, no amount of reforming the three-fifths clause would have been good enough. The problem wasn't how to count slaves but how to get rid of slavery. Many argue today that tinkering with the census is not good enough—that we should instead find ways to reduce the number of people who are locked up and to enfranchise those who are.

The United States census is supposed to be the yardstick of democracy, a way to make sure that all people are represented equally. If our census policy falters when we apply it to prisons, this should not surprise us: Prisons are inherently anti-democratic. Ultimately, the five-fifths clause points up a tension between how this country sees itself—as the freest nation in the world—and what it is: the nation with the largest sector of unfree people.

[Professor’s Note: A study by the Pew Foundation published in February, 2008 contains the statistic that in America one of every 99.1 adults is presently incarcerated, which reflect the estimate that approximately 2.3 million American adults are behind bars on any given day. In 1987, the number incarcerated was about one-third as large. One in nine black men in the age group 20-34 is currently incarcerated. No other nation in the world imprisons people in such large numbers or at such a high rate. As Andrew Marantz points out in the article you just read our country which prides itself on being “the freest nation in the world” is also the nation with by far “the largest sector of unfree people.]